Case: Indiana Protection and Advocacy Services (IPAS) Commission v. Commissioner, Indiana Department of Correction

1:08-cv-01317 | U.S. District Court for the Southern District of Indiana

Filed Date: Oct. 1, 2008

Case Ongoing

Clearinghouse coding complete

Case Summary

On Oct. 1, 2008, the Indiana Protection and Advocacy Services Commission (IPAS) filed this lawsuit on behalf of a group of prisoners with serious mental illness in the U.S. District Court for the Southern District of Indiana. IPAS, represented by the ACLU, proceeded under 42 U.S.C. § 1983 against the Indiana Department of Corrections (IDOC), asking the court for injunctive and declaratory relief. IPAS alleged that IDOC failed to adequately treat the prisoners in non-segregated and therapeutic …

On Oct. 1, 2008, the Indiana Protection and Advocacy Services Commission (IPAS) filed this lawsuit on behalf of a group of prisoners with serious mental illness in the U.S. District Court for the Southern District of Indiana. IPAS, represented by the ACLU, proceeded under 42 U.S.C. § 1983 against the Indiana Department of Corrections (IDOC), asking the court for injunctive and declaratory relief. IPAS alleged that IDOC failed to adequately treat the prisoners in non-segregated and therapeutic environments, as required by the Eighth Amendment, the Americans with Disabilities Act (ADA), and the Rehabilitation Act.

Specifically, IPAS claimed that mentally ill prisoners were regularly held in isolation at multiple prisons throughout the state, and, for a number of them, the only contact they had with mental health staff was through brief conversations at their cell doors. The continued confinement of these mentally ill prisoners without adequate mental health care, IPAS argued, violated the cruel and unusual punishment clause of the Eighth Amendment. Additionally, by placing these prisoners in segregated and isolated confinement, the state discriminated against them in violation of the ADA and Rehabilitation Act.

IPAS is an agency created by Indiana state law pursuant to the federal Protection and Advocacy for Individuals with Mental Illness Act. It is charged with advocating for and protecting the rights and interests of, among other parties, individuals with mental illness. IPAS claimed in its complaint that, because of its unique role in protecting the interests of mentally ill adults in Indiana, it has standing to bring suit on their behalf.

On December 15, 2008, IDOC filed a motion to dismiss for lack of standing and jurisdiction; the state argued that IPAS's complaint presented only an "intramural" dispute between two state agencies, and should be resolved by the governor. On July 21, 2009, the court (Judge David F. Hamilton) denied IDOC's motion. It held that the Protection and Advocacy for Individuals with Mental Illness Act empowered IPAS to sue on behalf of its mentally ill constituents; and the organization also satisfied the constitutional criteria for standing. The court also held that IPAS was not a traditional state agency and was independent of the governor. 642 F.Supp.2d 872.

On December 2, 2009, IPAS filed an amended complaint seeking class certification for all mentally ill prisoners in Indiana housed in settings that feature extended periods of isolation in cells. On April 27, 2010, the court (Magistrate Judge Jane Magnus-Stinson) granted IPAS's motion to certify the class. 2010 WL 1737821.

On July 25, 2011, after some discovery disputes (see 603 F.3d 365), a bench trial commenced before Judge Tanya Walton Pratt; it lasted five days. On December 31, 2012, the court filed an entry following the bench trial. It found that segregation harms mentally ill prisoners in three ways: (1) the lack of social interaction itself creates problems associated with isolation; (2) the isolation involves significant sensory deprivation; and (3) the enforced idleness exacerbates the prisoners' symptoms of serious mental illness. The court went on to find that the mentally ill prisoners in IDOC segregation units do not receive minimally adequate mental health care and that IDOC has been deliberately indifferent regarding this care in violation of the Eighth Amendment. The court then scheduled a conference with both parties to establish an appropriate remedy to the constitutional violation. 2012e WL 6738517.

From 2013-2016, the parties met to develop a plan for IDOC to remedy the constitutional violations found by the court. They entered status reports periodically throughout the years.

On January 2, 2016, the parties proposed a settlement agreement that prohibited, with some exceptions, the confinement of seriously mentally ill prisoners in restrictive status housing or protective custody (i.e., solitary confinement). As a general rule, no prisoner who was seriously mentally ill would be placed into restrictive housing. The agreement defined severe mental illness to include people who entered solitary with less than severe mental illnesses but whose mental health deteriorated due to solitary. And, the agreement provided for "minimum adequate treatment" for these prisoners. IDOC also agreed to pay $585,000 in attorneys' fees. The agreement would last for three years.

On March 24, 2016, Judge Pratt approved the settlement agreement finding that it was “fair, reasonable, and adequate.” The court was to retain jurisdiction over the case for three years at the conclusion of which the case will be dismissed without prejudice.

On October 16, 2018, a class member filed a motion to order contempt of court, alleging that IDOC failed to comply with the settlement agreement. On October 18, 2018, Judge Pratt denied the motion, finding that no defendant was in contempt.

In March 2019, a short time before the settlement was due to expire, the parties agreed to extend the settlement term. The state wanted to terminate the settlement in a different case about prisoners with serious mental illness at Indiana's Secured Housing Unit, Mast v. Commissioner, No. 2:05-cv-00037 (see related cases). The plaintiffs agreed to that termination if the settlement agreement in this case would be extended until one year after the Mast termination. The Court agreed to this approach.

After a fairness hearing, the Mast district court terminated that case on July 23, 2019. Accordingly, this case's settlement term was extended until July 23, 2020. However, due to a 2018 fire in the Pendleton Treatment Unit and delays in repairs, plaintiffs reported that, as of March 2020, the group therapy requirements specified in the settlement agreement are not being met. Instead of the required 10 hours of of out-of-cell treatment a week, some inmates at Pendleton are only receiving 3-5 hours of group therapy each week. As a result, plaintiffs have proposed extending the settlement an additional one year, to July 23, 2021, to allow the IDOC to achieve and maintain full compliance with the terms of the settlement before its termination. The IDOC is considering this proposal, and the case is ongoing.

Summary Authors

Andrew Junker (10/9/2014)

Jessica Kincaid (2/5/2016)

Hope Brinn (11/17/2018)

Elena Malik (3/12/2020)

Related Cases

Mast v. Indiana Department of Corrections, Southern District of Indiana (2005)

People

For PACER's information on parties and their attorneys, see: https://www.courtlistener.com/docket/4799419/parties/indiana-protection-and-advocacy-services-commission-v-commissioner/


Judge(s)
Attorney for Plaintiff

Crishon, Thomas E. (Indiana)

Davis, Karen T. (Indiana)

Attorney for Defendant

Arthur, David A. (Indiana)

Beaver, Eric James (Indiana)

Carter, Stephen (Indiana)

Documents in the Clearinghouse

Documents in this case

1:08-cv-01317

11-01504

Docket [PACER]

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

March 10, 2020

March 10, 2020

Docket
1

1:08-cv-01317

Complaint for Declaratory and Injunctive Relief

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

Oct. 1, 2008

Oct. 1, 2008

Complaint
22

1:08-cv-01317

Motion to Dismiss

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

Dec. 15, 2008

Dec. 15, 2008

Pleading / Motion / Brief
43

1:08-cv-01317

Case Management Plan

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

April 9, 2009

April 9, 2009

Pleading / Motion / Brief
58

1:08-cv-01317

Entry on Defendant's Motion to Dismiss

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

July 21, 2009

July 21, 2009

Order/Opinion

642 F.Supp.2d 872

75

1:08-cv-01317

Amended Class Action Complaint for Declaratory and Injunctive Relief

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

Nov. 12, 2009

Nov. 12, 2009

Complaint
109

1:08-cv-01317

Order [Granting Individual Plaintiffs' Motion to Certify Class]

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

April 27, 2010

April 27, 2010

Order/Opinion

2010 WL 1737821

120

1:08-cv-01317

Qualified Protective Order Pursuant to the Health Insurance Portability and Accountability Act and Indiana Statutes

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

June 1, 2010

June 1, 2010

Order/Opinion
153

1:08-cv-01317

Order [Granting Parties' Joint Motion Allowing Disclosure of Identities of Interviewees and Providing for a Protective Order]

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

Nov. 22, 2010

Nov. 22, 2010

Order/Opinion
170

1:08-cv-01317

Order [Denying Motion for Leave to Appeal in Forma Pauperis]

Indiana Protection and Advocacy Services Commission v. Commissioner, Indiana Department of Correction

March 28, 2011

March 28, 2011

Order/Opinion

Docket

See docket on RECAP: https://www.courtlistener.com/docket/4799419/indiana-protection-and-advocacy-services-commission-v-commissioner/

Last updated March 26, 2026, 4:34 a.m.

ECF Number Date Description Link
58 July 21, 2009

ENTRY ON DEFENDANT'S MOTION TO DISMISS. For the reasons discussed herein, Defendant's Motion to Dismiss for Lack of Jurisdiction 22 is DENIED. Signed by Judge David Frank Hamilton on 7/21/2009. (LBK)

RECAP
109 April 27, 2010

ORDER granting Individual Pltfs' 85 Motion to Certify Class (See Order for details). Signed by Judge Jane Magnus-Stinson on 4/27/2010. (SWM)

RECAP
197 June 28, 2011

ENTRY granting 182 MOTION to Exclude Testimony of Kathryn Burns. Signed by Judge Tanya Walton Pratt on 6/28/2011. (JD)

RECAP
262 Oct. 31, 2011

Entry Discussing Motion filed by Leroy Jeffers: For the reasons explained above, therefore, Mr. Jeffers is not entitled to the relief sought in his motion to commute sentence, and that motion 249 is denied ***SEE ENTRY FOR ADDITIONAL INFORMATION***. Signed by Judge Tanya Walton Pratt on 10/31/2011. (DW)

RECAP
279 Dec. 31, 2012

ENTRY FOLLOWING BENCH TRIAL - The Plaintiffs have prevailed as to their Eighth Amendment claim. Appropriate further proceedings will be conducted as to the relief to which the Plaintiffs are entitled and as to any ancillary matters. For now, no partial final judgment shall issue at this time as to the claim resolved in this Entry. Signed by Judge Tanya Walton Pratt on 12/31/2012.(TRG)

RECAP
442 July 1, 2015

ENTRY - The filings of Mr. Farmer [dkt 400 ] and Mr. Harwood [dkt 430 ] are DENIED. Copies Mailed. Signed by Judge Tanya Walton Pratt on 7/1/2015. (MGG)

RECAP
508 March 24, 2016

ENTRY CONCERNING SELECTED MATTERS - As a result of the hearing conducted on March 18, 2016 and the parties' filings associated with the resolution of this action through the submission and aproval of a Private Settlement Agreement, the partie s' Stipulation [dkt 496] is approved. The Court's findings, also issued this date, show that the proposed Private Settlement Agreement is "fair, reasonable, and adequate." Judicial policy favors voluntary settlement of class-ac tion cases. Cotton v. Hinton, 559 F.2d 1326, 1331 (5th Cir. 1977). That policy is fully served by approval of the proposed Private Settlement Agreement. Objections to the proposed Private Settlement Agreement are overruled. By approving the Privat e Settlement Agreement, moreover, the judgment will also provide for the dismissal of the action without prejudice after a period of three years. Judgment consistent with the foregoing, with the Private Settlement Agreement and with all other pertinent findings shall now issue. Signed by Judge Tanya Walton Pratt on 3/24/2016. (JLS)

RECAP
509 March 24, 2016

CLOSED JUDGMENT - IT IS THEREFORE ORDERED that the Private Settlement Agreement will remain actively in effect for three (3) years from the date of this Order. At that time, absent written agreement as noted in paragraph 71 of the Private Settleme nt Agreement, this case will automatically be dismissed without prejudice. AND IT IS FURTHER ORDERED that, inasmuch as all claims have been resolved against all parties, this Entry shall constitute the Final Judgment in this action and through its issuance the action shall be dismissed without prejudice, subject to all the provisions of the Private Settlement Agreement, which is approved and incorporated herein. Signed by Judge Tanya Walton Pratt on 3/24/2016.(JLS)

RECAP
607 June 12, 2018

Motion (Other)

1 Exhibit Consent

View on PACER

RECAP
608 June 15, 2018

Order on Motion

RECAP
609 Aug. 3, 2018

Notice of Appearance

RECAP
610 Aug. 8, 2018

Notice of Change of Attorney Information

RECAP
611 Aug. 10, 2018

Notice of Change of Attorney Information

RECAP
612 Aug. 24, 2018

Order

RECAP
613 Sept. 4, 2018

Status Report

1 Exhibit Dr. Dvoskin CV

View on PACER

2 Exhibit Dr. Dvoskin report

View on PACER

RECAP
614 Sept. 6, 2018

MARGINAL ENTRY

RECAP
615 Sept. 26, 2018

Submission

RECAP
616 Sept. 26, 2018

Motion (Other)

RECAP
617 Sept. 27, 2018

Notice (Other)

RECAP
618 Sept. 27, 2018

Submission

RECAP
619 Sept. 28, 2018

MARGINAL ENTRY

RECAP
620 Sept. 28, 2018

MARGINAL ENTRY

RECAP
621 Sept. 28, 2018

MARGINAL ENTRY

RECAP
622 Oct. 2, 2018

Order on Motion

RECAP
623 Oct. 9, 2018

Order

RECAP
624 Oct. 9, 2018

Letter

RECAP
625 Oct. 10, 2018

Motion (Other)

1 Exhibit A - Letter from ACLU regarding assistance dated 7/10/18

View on PACER

2 Exhibit B - Letter from Indiana Disability Rights

View on PACER

3 Exhibit C - Letter from ACLU regarding assistance dated 9/24/18

View on PACER

RECAP
626 Oct. 10, 2018

Motion (Other)

RECAP
627 Oct. 11, 2018

Withdraw Attorney Appearance

1 Text of Proposed Order

View on PACER

RECAP
628 Oct. 12, 2018

Order on Motion to Withdraw Attorney Appearance

RECAP
629 Oct. 17, 2018

Order on Motion

RECAP
630 Oct. 17, 2018

Motion (Other)

RECAP
631 Oct. 17, 2018

Declaration

RECAP
632 Oct. 17, 2018

Submission

RECAP
633 Oct. 17, 2018

Joinder

RECAP
634 Oct. 17, 2018

Declaration

RECAP
635 Oct. 19, 2018

Order on Motion

RECAP
636 Oct. 19, 2018

Order on Motion for Joinder

RECAP
637 Oct. 19, 2018

Letter

1 Envelope

View on PACER

RECAP
638 Oct. 22, 2018

Entry

RECAP
639 Nov. 21, 2018

Submission

RECAP
648 March 7, 2019

Letter

RECAP
649 March 18, 2019

Stipulation

1 Text of Proposed Order

View on PACER

RECAP
650 March 20, 2019

Entry

RECAP
651 March 21, 2019

Status Report

RECAP
652 March 25, 2019

MARGINAL ENTRY

RECAP
653 June 26, 2019

Entry

RECAP
654 June 26, 2019

SEALED Document (Case Participants - doc)

RECAP
655 July 11, 2019

Motion (Other)

1 Envelope

View on PACER

RECAP
656 July 17, 2019

Intervene

1 Envelope

View on PACER

RECAP
657 July 23, 2019

Motion (Other)

1 Envelope

View on PACER

RECAP
658 July 23, 2019

Motion (Other)

1 Envelope

View on PACER

RECAP
659 Aug. 12, 2019

Order on Motion to Intervene

RECAP
660 Aug. 22, 2019

Letter

RECAP
661 Aug. 23, 2019

MARGINAL ENTRY

RECAP
662 Aug. 29, 2019

Letter

1 Exhibit Letter from IDOC to Mr. Clark and artile from Therapytools.us

View on PACER

RECAP
663 Sept. 9, 2019

Letter

1 Envelope

View on PACER

RECAP
664 Sept. 10, 2019

Letter

RECAP
665 Sept. 10, 2019

Letter

RECAP
666 Sept. 13, 2019

Entry

RECAP
667 Sept. 17, 2019

Declaration

1 Exhibit A - ACLU letter dated 7/29/19

View on PACER

2 Exhibit B - ACLU letter dated 8/15/19

View on PACER

3 Exhibit C

View on PACER

4 Exhibit D - Article from NAMI regarding Aripiprazole

View on PACER

5 Exhibit E - Article from NAMI regarding Venlafaxine

View on PACER

6 Exhibit Letter from Gregory Taylor, Jr dated 8/28/19, Letter from U.S. Departmen

View on PACER

7 Envelope

View on PACER

RECAP
668 Sept. 27, 2019

Letter

RECAP
669 Sept. 30, 2019

MARGINAL ENTRY

RECAP
670 Oct. 15, 2019

Extension of Time (Other)

1 Text of Proposed Order

View on PACER

RECAP
671 Oct. 16, 2019

Notice of Appearance

RECAP
672 Oct. 16, 2019

Withdraw Attorney Appearance

1 Text of Proposed Order Order Granting Motion to Withdraw Appearance

View on PACER

RECAP
673 Oct. 17, 2019

Order on Motion for Extension of Time to File

RECAP
674 Oct. 17, 2019

Order on Motion to Withdraw Attorney Appearance

RECAP
675 Oct. 29, 2019

Motion (Other)

1 Exhibit Miscellaneous documents

View on PACER

RECAP
685 Jan. 10, 2020

Extension of Time (Other)

1 Text of Proposed Order

View on PACER

RECAP
686 Jan. 13, 2020

Order on Motion for Extension of Time to File

RECAP
687 Feb. 11, 2020

Extension of Time (Other)

1 Text of Proposed Order

View on PACER

RECAP
688 Feb. 13, 2020

Order on Motion for Extension of Time to File

RECAP
689 March 8, 2020

Status Report

RECAP
690 March 10, 2020

MARGINAL ENTRY

RECAP
691 June 25, 2020

Motion (Other)

RECAP
692 June 25, 2020

Notice of Filing

RECAP
693 July 2, 2020

Order on Motion

RECAP
695 July 9, 2020

Status Conference AND ~Util - Set Hearings

RECAP
697 July 14, 2020

Stipulation

1 Text of Proposed Order

View on PACER

RECAP
698 July 14, 2020

1 - Terminate Deadlines and Hearings AND Order

RECAP
699 July 21, 2020

Motion (Other)

1 Envelope

View on PACER

RECAP
700 Aug. 20, 2020

MARGINAL ENTRY

RECAP
701 Sept. 24, 2020

Letter

1 Envelope

View on PACER

RECAP
703 Oct. 26, 2020

MARGINAL ENTRY

RECAP
704 Oct. 30, 2020

MARGINAL ENTRY

RECAP
705 Nov. 2, 2020

Extension of Time (Other)

1 Text of Proposed Order

View on PACER

RECAP
706 Nov. 3, 2020

Order on Motion for Extension of Time to File

RECAP
707 Nov. 30, 2020

Motion (Other)

1 Exhibit Request for Production of Documents

View on PACER

2 Envelope Interrogatories

View on PACER

3 Text of Proposed Order

View on PACER

RECAP
708 Dec. 4, 2020

Order on Motion

RECAP
710 Dec. 28, 2020

~Util - Set Hearings AND Status Conference

RECAP
711 Dec. 29, 2020

Notice of Substitution of Appearance

RECAP
712 Dec. 30, 2020

MARGINAL ENTRY

RECAP
713 Jan. 15, 2021

Notice of Appearance

RECAP
715 Feb. 8, 2021

~Util - Set Hearings AND Status Conference

RECAP
716 Feb. 9, 2021

MARGINAL ENTRY

RECAP
717 March 2, 2021

MARGINAL ENTRY

RECAP
719 April 19, 2021

Status Conference

RECAP
720 May 7, 2021

Stipulation

RECAP
721 May 10, 2021

MARGINAL ENTRY

RECAP

Case Details

State / Territory:

Indiana

Case Type(s):

Mental Health (Facility)

Special Collection(s):

Multi-LexSum (in sample)

Post-WalMart decisions on class certification

Solitary confinement

Key Dates

Filing Date: Oct. 1, 2008

Case Ongoing: Yes

Plaintiffs

Plaintiff Description:

A state agency charged by federal statute to advocate for and protect the interests of mentally ill adults in Indiana. Also the class of prisoners in Indiana with serious mental illness.

Plaintiff Type(s):

Private Plaintiff

State Plaintiff

Attorney Organizations:

ACLU Affiliates (any)

NDRN/Protection & Advocacy Organizations

Public Interest Lawyer: Yes

Filed Pro Se: No

Class Action Sought: Yes

Class Action Outcome: Granted

Defendants

State

Indiana

Defendant Type(s):

Corrections

Jurisdiction-wide

Facility Type(s):

Government-run

Case Details

Causes of Action:

42 U.S.C. § 1983

Americans with Disabilities Act (ADA), 42 U.S.C. §§ 12111 et seq.

Protection and Advocacy for Individuals with Mental Illness (PAIMI) Act, 42 U.S.C. § 10801

Section 504 (Rehabilitation Act), 29 U.S.C. § 701

Constitutional Clause(s):

Cruel and Unusual Punishment

Due Process

Other Dockets:

Southern District of Indiana 1:08-cv-01317

Southern District of Indiana 11-01504

Available Documents:

Any published opinion

Complaint (any)

Injunctive (or Injunctive-like) Relief

Monetary Relief

Non-settlement Outcome

Trial Court Docket

Outcome

Prevailing Party: Plaintiff OR Mixed

Relief Granted:

Attorneys fees

Declaratory Judgment

Injunction / Injunctive-like Settlement

Source of Relief:

Litigation

Settlement

Form of Settlement:

Court Approved Settlement or Consent Decree

Content of Injunction:

Implement complaint/dispute resolution process

Monitoring

Recordkeeping

Reporting

Issues

General/Misc.:

Classification / placement

Conditions of confinement

Counseling

Disability and Disability Rights:

Mental Illness, Unspecified

Mental impairment

Discrimination Basis:

Disability (inc. reasonable accommodations)

Jails, Prisons, Detention Centers, and Other Institutions:

Placement in detention facilities

Placement in mental health facilities

Solitary confinement/Supermax (conditions or process)

Medical/Mental Health Care:

Mental health care, general

Recommended Citation