Case: Hope v. Pelzer

2:96-cv-02968 | U.S. District Court for the Northern District of Alabama

Filed Date: Nov. 14, 1996

Closed Date: 2005

Clearinghouse coding complete

Case Summary

On November 14, 1996, a prisoner in Alabama's Limestone Correctional Facility, represented by private counsel, filed a complaint in the United States District Court for the Northern District of Alabama seeking damages under 42 U.S.C. §1983. The plaintiff complained that he had been subjected to cruel and unusual punishment, and to due process violations by the defendant correctional officers. According to the complaint, defendants handcuffed plaintiff to a hitching post, an outdoor restrainin…

On November 14, 1996, a prisoner in Alabama's Limestone Correctional Facility, represented by private counsel, filed a complaint in the United States District Court for the Northern District of Alabama seeking damages under 42 U.S.C. §1983. The plaintiff complained that he had been subjected to cruel and unusual punishment, and to due process violations by the defendant correctional officers. According to the complaint, defendants handcuffed plaintiff to a hitching post, an outdoor restraining bar, in the sun, with little water and irregular bathroom breaks, causing him physical injury (sunburn, chafing, muscle strain and dehydration) and mental trauma and emotional distress. After the parties filed sworn affidavits and reports at the court's request, the case was dismissed on March 24, 2000, by U.S. District Judge H. Dean Buttram, who adopted the March 10, 2000, Report and Recommendation of U.S. Magistrate Judge John E. Ott. Judge Ott had found that the defendants had qualified immunity for their conduct. (The District Court did not address the due process claim, as the plaintiff had not signed that portion of his pleadings.)

Plaintiff appealed to the Eleventh Circuit Court of Appeals, which affirmed the dismissal on qualified immunity grounds on February 2, 2001; however, reaching the constitutional question, the appellate opinion also found that the defendants' conduct did violate the Eighth Amendment's ban on cruel and unusual punishment to the extent that the period of restraint, without regular water and restroom breaks, exceeded the time "required to address an immediate threat or danger." Hope v. Pelzer, 240 F. 3d 975, 982 (11th Cir. 2001) (Judge Stanley F. Birch, Jr.).

On January 2, 2002, the U.S. Supreme Court granted certiorari. Hope v. Pelzer, 534 U.S. 1120 (2002). The ACLU, the United States and several states filed amici curiae briefs on the merits. The Supreme Court issued its decision on June 27, 2002. In an opinion by Justice John Paul Stevens, the Court held that the prison guards' handcuffing of an already-subdued plaintiff to the hitching post subjected him to cruel and unusual punishment in violation of the Eighth Amendment, and that the state prison guards were not shielded by qualified immunity, given the existence of binding Eleventh Circuit precedent, of their state correctional department's applicable regulation, and of a prior Department of Justice report informing the corrections department of constitutional infirmity in its use of the hitching post. Hope v. Pelzer, 536 U.S. 730 (2002). Justice Clarence Thomas, joined by Chief Justice William Rehnquist and Justice Antonin Scalia, dissented.

Subsequently, on August 20, 2004, plaintiff's counsel filed an amended complaint in the District Court , which sought (1) a declaratory judgment that the defendants' conduct violated the plaintiff's rights under the Eighth Amendment of the U.S. Constitution, (2) a permanent injunction to preclude future similar violations, (3) compensatory, punitive and nominal damages, and (4) payment (pursuant to 42 U.S.C. §1988) of plaintiff's attorneys' fees and reasonable expenses. After a hearing, a defense motion for summary judgment was denied by the District Court (Judge Karon Owen Bowdre) on September 28, 2005. In her Order, Judge Bowdre ruled that the plaintiff's request for declaratory and injunctive relief had been mooted, but the damages and individual liability claims still raised disputed questions of fact.

On November 8, 2005, after the plaintiff completed his case in chief at trial, Judge Bowdre granted the defendants' motion for judgment as a matter of law, ruling that individual liability of the three named defendants had not been proven, given that no evidence established that any defendant acted with deliberate indifference or was aware of a substantial risk of serious harm.

Summary Authors

Mike Fagan (4/8/2008)

People

For PACER's information on parties and their attorneys, see: https://www.courtlistener.com/docket/5308738/parties/hope-v-pelzer/


Judge(s)

Birch, Stanley F. Jr. (Georgia)

Bowdre, Karon O. (Alabama)

Breyer, Stephen Gerald (District of Columbia)

Buttram, H. Dean Jr. (Alabama)

Attorney for Plaintiff
Attorney for Defendant
Expert/Monitor/Master/Other

Brown, Mark R. (Ohio)

Documents in the Clearinghouse

Documents in this case

01-00309

Supreme Court Docket

Supreme Court of the United States

March 21, 2002

March 21, 2002

Docket

00-12150

USCA Docket (PACER)

U.S. Court of Appeals for the Eleventh Circuit

Oct. 15, 2002

Oct. 15, 2002

Docket

2:96-cv-02968

Docket (PACER)

Hope, et al v. Pelzer, et al

May 4, 2006

May 4, 2006

Docket
47

2:96-cv-02968

Memorandum Opinion [Re: Dismissal]

March 24, 2000

March 24, 2000

Order/Opinion

2000 WL 35501948

00-12150

[Order Affirming District Court]

U.S. Court of Appeals for the Eleventh Circuit

Feb. 2, 2001

Feb. 2, 2001

Order/Opinion

240 F.3d 975

01-00309

Granting Writ of Certiorari

Supreme Court of the United States

Jan. 4, 2002

Jan. 4, 2002

Order/Opinion

534 U.S. 1073

01-00209

Amended Grant of Writ of Certiorari

Supreme Court of the United States

Jan. 29, 2002

Jan. 29, 2002

Order/Opinion

534 U.S. 1120

01-00309

[Opinion]

Supreme Court of the United States

June 27, 2002

June 27, 2002

Order/Opinion

536 U.S. 730

00-12150

[Order]

U.S. Court of Appeals for the Eleventh Circuit

Sept. 12, 2002

Sept. 12, 2002

Order/Opinion

304 F.3d 1331

77

2:96-cv-02968

Amended and Substituted Complaint and Jury Demand

Larry Hope v. Mark Pelzer, Keith Gates, and and Gene McClaran

Aug. 20, 2004

Aug. 20, 2004

Complaint

Resources

Docket

See docket on RECAP: https://www.courtlistener.com/docket/5308738/hope-v-pelzer/

Last updated March 23, 2026, 4:28 a.m.

ECF Number Date Description Link
1 Nov. 14, 1996

Complaint

RECAP
2 Nov. 14, 1996

Affidavit

RECAP
3 Nov. 21, 1996

Order

RECAP
Dec. 11, 1996

Filing Fee Received

4 Dec. 31, 1996

Order

RECAP
5 Jan. 7, 1997

Order

RECAP
Jan. 9, 1997

Filing Fee Received

Feb. 10, 1997

Filing Fee Received

6 Feb. 19, 1997

Motion to Amend/Correct

RECAP
7 Feb. 25, 1997

Motion to Amend/Correct

RECAP
8 Feb. 27, 1997

Motion for Extension of Time to File Answer

RECAP
9 Feb. 28, 1997

Order

RECAP
10 March 10, 1997

Motion to Compel

RECAP
March 10, 1997

Filing Fee Received

11 March 24, 1997

Answer to Complaint

RECAP
12 April 7, 1997

Order

RECAP
13 April 7, 1997

Order

RECAP
14 April 7, 1997

Order

RECAP
15 April 9, 1997

Order

RECAP
April 14, 1997

Filing Fee Received

16 April 24, 1997

Response to Motion

RECAP
17 April 24, 1997

Answer to Complaint

RECAP
18 May 6, 1997

Motion for Entry of Default

RECAP
May 6, 1997

Filing Fee Received

19 May 20, 1997

Order

RECAP
20 May 21, 1997

Order

RECAP
June 11, 1997

Filing Fee Received

21 June 26, 1997

Motion for Entry of Default

RECAP
July 14, 1997

Filing Fee Received

22 July 22, 1997

Order

RECAP
July 22, 1997

Summons Issued

23 July 24, 1997

Summons Returned Executed

RECAP
Aug. 6, 1997

Filing Fee Received

24 Aug. 13, 1997

Notice (Other)

RECAP
25 Aug. 21, 1997

Motion for Entry of Default

RECAP
26 Sept. 2, 1997

Answer to Complaint

RECAP
27 Oct. 14, 1997

Order

RECAP
28 Oct. 14, 1997

Order

RECAP
29 Oct. 17, 1997

Appearance Through Counsel

RECAP
30 Oct. 17, 1997

Response to Motion

RECAP
31 Oct. 17, 1997

Description not available

RECAP
Oct. 22, 1997

PHV Fee Paid

32 Nov. 3, 1997

Affidavit

RECAP
33 Nov. 3, 1997

Response to Motion

RECAP
34 Nov. 5, 1997

Order

RECAP
April 10, 1998

Order

35 Nov. 19, 1998

Order

RECAP
37 Feb. 19, 1999

Response to Motion

RECAP
36 Feb. 22, 1999

Order

RECAP
38 Nov. 26, 1999

Brief

RECAP
39 Dec. 29, 1999

Motion to Stay

RECAP
40 Dec. 29, 1999

Brief

RECAP
41 March 8, 2000

Complaint

RECAP
42 March 8, 2000

Brief

RECAP
43 March 8, 2000

Brief

RECAP
44 March 10, 2000

Order

RECAP
45 March 10, 2000

Order on Report and Recommendations

RECAP
46 March 20, 2000

Objection to Report and Recommendations

RECAP
47 March 24, 2000

MEMORANDUM opinion filed ( by Judge H D. Buttram ) cm (Former Employee)

RECAP
48 March 24, 2000

Order

RECAP
49 April 24, 2000

Notice of Appeal

RECAP
April 24, 2000

USCA Appeal Fees

May 2, 2000

USCA Case Number

May 10, 2000

USCA Appeal Fees

50 May 26, 2000

Order

RECAP
July 11, 2000

Appeal Record Sent to USCA

July 11, 2000

USCA Notice of Docketing ROA

51 May 17, 2001

USCA Order

RECAP
March 13, 2002

Appeal Record Sent to USCA

52 Sept. 17, 2002

Order

RECAP
53 Oct. 17, 2002

USCA Order

RECAP
Oct. 17, 2002

Order

Nov. 26, 2002

USCA Notice of Docketing Record on Appeal

54 Dec. 2, 2002

Order

RECAP
55 Jan. 6, 2003

Notice (Other)

RECAP
56 Jan. 7, 2003

Order

RECAP
57 April 24, 2003

Motion for Miscellaneous Relief

RECAP
58 April 28, 2003

Order on Motion for Order to Show Cause

RECAP
59 May 2, 2003

Response to Motion

RECAP
Oct. 20, 2003

Order

61 Jan. 21, 2004

Request for Production of Documents

RECAP
60 Jan. 22, 2004

Order

RECAP
Jan. 26, 2004

Remark

62 Feb. 3, 2004

Request for Production of Documents

RECAP
Feb. 4, 2004

Remark

63 June 21, 2004

Order

RECAP
64 June 30, 2004

Notice (Other)

RECAP
65 July 7, 2004

Request for Production of Documents

RECAP
66 July 14, 2004

Order

RECAP
67 July 16, 2004

Motion to Continue

RECAP
68 July 19, 2004

Order

RECAP
69 July 21, 2004

Order

RECAP
70 July 26, 2004

Notice (Other)

RECAP
71 July 27, 2004

Objection to Report and Recommendations

RECAP
72 Aug. 5, 2004

Order

RECAP
73 Aug. 9, 2004

Motion to Amend/Correct

RECAP
74 Aug. 9, 2004

Brief

RECAP
75 Aug. 16, 2004

Objection to Report and Recommendations

RECAP
76 Aug. 20, 2004

Order

RECAP
77 Aug. 20, 2004

Complaint

RECAP

Case Details

State / Territory:

Alabama

Case Type(s):

Prison Conditions

Special Collection(s):

Multi-LexSum (in sample)

Key Dates

Filing Date: Nov. 14, 1996

Closing Date: 2005

Case Ongoing: No

Plaintiffs

Plaintiff Description:

Prisoner who was detained at Limestone Correctional Facility and was subjected to abuse by their staff, including being handcuffed to a hitching post with no water or bathroom breaks for several hours.

Public Interest Lawyer: Yes

Filed Pro Se: Yes

Class Action Sought: No

Class Action Outcome: Not sought

Defendants

State

Alabama Department of Corrections

Limestone Correctional Facility in the Northern District of Alabama

Facility Type(s):

Government-run

Case Details

Causes of Action:

42 U.S.C. § 1983

Constitutional Clause(s):

Cruel and Unusual Punishment

Due Process

Other Dockets:

Northern District of Alabama 2:96-cv-02968

Supreme Court of the United States 01-309

U.S. Court of Appeals for the Eleventh Circuit 00-12150

Supreme Court of the United States 01-209

Available Documents:

Any published opinion

Complaint (any)

Trial Court Docket

U.S. Supreme Court merits opinion

Outcome

Prevailing Party: Defendant

Relief Granted:

None

Source of Relief:

None

Issues

General/Misc.:

Assault/abuse by staff

Disciplinary procedures

Affected Sex/Gender(s):

Male

Jails, Prisons, Detention Centers, and Other Institutions:

Assault/abuse by non-staff (facilities)

Assault/abuse by staff (facilities)

Restraints (physical)

Recommended Citation